Securities Teller

Job Description

Join our team as a Securities Teller where you will manage client securities transactions, uphold regulatory standards, and work collaboratively with our trading department to enhance service delivery.

Responsibilities

• Facilitate the buying and selling of client securities, ensuring all steps are documented accurately.
• Resolve discrepancies in transactions and ensure compliance with SEC regulations.
• Support clients through various communication channels, delivering high-quality assistance.
• Assist in training new team members on processes and compliance matters.
• Generate transaction reports for management review.
• Participate in department meetings to identify opportunities for service improvement.

Requirements

Education

• Bachelor's degree in finance, accounting, or a related field

Experience

• 2-5 years of experience in a brokerage environment

Technical Skills

• Customer Relationship Management (CRM) Software
• Trading Software

Soft Skills

• Analytical Skills
• Problem Solving

Certifications

• Series 7 License
• Series 63 License

Languages

• English: Fluent

Advantageous

• Marketing Insight: Ability to contribute to marketing strategies for attracting new clients.
• Client Relationship Management: Experience in enhancing client relationships and service satisfaction.

Benefits

• Health, dental, and vision coverage
• 401(k) plan with generous matching contributions
• Flexible working arrangements
• Continued education and training programs

Company Culture

• Innovation: We encourage innovative thinking and creative solutions to meet our clients' needs.
• Diversity: We are committed to diversity and inclusion, creating a workplace where everyone feels valued.
• Professional Growth: We prioritize personal and professional development, offering certifications and training.